SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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3235-0287 |
| Expires: |
December 31, 2014 |
| Estimated average burden |
| hours per response: |
0.5 |
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 |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
WACKENHUT CORRECTIONS CORP
[ WHC ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year)
07/09/2003
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
| Common Stock |
07/09/2003 |
|
S |
|
12,000,000 |
D |
10.5 |
0 |
I |
Through holding companies. See Exhibit 99. |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|---|
| 1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
|
Lars Norby Johansen |
07/09/2003 |
|
Soren Lundsberg-Nielsen |
07/09/2003 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 99
Joint Filer Information
Name: Milestone Holding One, Inc.
Address: c/o Corporation Trust Center
1209 Orange Street
Wilmington, Delaware 19801
Designated Filer: Group 4 Falck A/S
Relationship to
Designated Filer: Group 4 Falck A/S owns all of the issued and outstanding
capital stock of Milestone Holding One, Inc.
Issuer and
Ticker Symbol: Wackenhut Corrections Corporation (WHC)
Nature of
Beneficial
Ownership: Indirect, through its direct ownership of The Wackenhut
Corporation and its indirect ownership of Tuhnekcaw, Inc.
See below.
Date of Event
Requiring
Statement: July 9, 2003
Signature: MILESTONE HOLDING ONE, INC.
By: /s/ Lars Norby Johansen
Name: Lars Norby Johansen
Title: President and CEO, Group 4 Falck
By: /s/ Soren Lundsberg-Nielsen
Name: Soren Lundsberg-Nielsen
Title: Group General Counsel, Group 4 Falck
Dated: July 9, 2003
-1-
Joint Filer Information (continued)
Name: The Wackenhut Corporation
Address: 4200 Wackenhut Drive, #100
Palm Beach Gardens, Florida 33410
Designated Filer: Group 4 Falck A/S
Relationship to
Designated Filer: Group 4 Falck A/S is the indirect parent company of The
Wackenhut Corporation.
Issuer and
Ticker Symbol: Wackenhut Corrections Corporation (WHC)
Nature of
Beneficial
Ownership: Indirect, through its direct ownership of Tuhnekcaw, Inc.
See below.
Date of Event
Requiring
Statement: July 9, 2003
Signature: THE WACKENHUT CORPORATION
By: /s/ Lars Norby Johansen
Name: Lars Norby Johansen
Title: President and Chief Executive Officer,
Group 4 Falck
By: /s/ Soren Lundsberg-Nielsen
Name: Soren Lundsberg-Nielsen
Title: Group General Counsel, Group 4 Falck
Dated: July 9, 2003
-2-
Joint Filer Information (continued)
Name: Tuhnekcaw, Inc.
Address: 300 Delaware Avenue, Ste 900
Wilmington, Delaware 19801
Designated Filer: Group 4 Falck A/S
Relationship to
Designated Filer: Group 4 Falck A/S is the indirect parent company of
Tuhnekcaw, Inc.
Issuer and
Ticker Symbol: Wackenhut Corrections Corporation (WHC)
Nature of
Beneficial
Ownership: Direct.
Date of Event
Requiring
Statement: July 9, 2003
Signature: TUHNEKCAW, INC.
By: /s/ Lars Norby Johansen
Name: Lars Norby Johansen
Title: President and Chief Executive Officer,
Group 4 Falck
By: /s/ Soren Lundsberg-Nielsen
Name: Soren Lundsberg-Nielsen
Title: Group General Counsel, Group 4 Falck
Dated: July 9, 2003
-3-
